73 Charges Laid Against Lethbridge-Area Men By The Alberta Securities Commission - Including One Man Already Banned From Trading
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73 Charges Laid Against Lethbridge-Area Men By The Alberta Securities Commission - Including One Man Already Banned From Trading
LETHBRIDGE: The Alberta Securities Commission (ASC) has charged Rand Tyler Stevenson
and Brent Ray Derricott in the Provincial Court of Alberta for making misleading
or untrue statements to investors and trading in OCI Q Corp. securities without
registration or a prospectus.
Robert Michael Smylski was also charged with trading in OCI Q Corp.
securities without a prospectus and for breaching ASC orders prohibiting him
from trading in Alberta. In a previous proceeding, an ASC panel permanently
banned Smylski from trading in any securities on September 27,
2010.
Stevenson and Derricott face 47 charges, while Stevenson, Derricott
and Smylski face 12 charges and Smylski alone faces 14 of the charges.
A
first appearance for the three men is scheduled for April 11, 2013 in
Lethbridge.
Stevenson, Derricott and OCI Q are currently under a December
2011 ASC Interim Cease Trade Order that prohibits all trading in OCI Q
securities and also prohibits Stevenson, Derricott and OCI Q from trading in any
other securities and from relying on any Alberta securities laws exemptions.
A copy of the Interim Cease Trade Order can be found on the ASC website at:
www.albertasecruities.com.
Posted on Friday, March 01, 2013 at 5/22/2013 4:50:05 PM
Source: Alberta Securities Commission Bullletin
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